1. Risk Assessment & Control Alignment Risk assessments reflect customer, product, channel, and geographic exposure Controls are proportionate to identified risks Higher-risk relationships receive enhanced scrutiny Risk decisions are documented and reviewable Risk assessments are periodically updated 1 out of 5 2. Monitoring, Reporting & Documentation Ongoing monitoring is clearly defined and consistently applied Monitoring decisions are supported by audit-ready documentation Monitoring activities are conducted at defined intervals and tracked regularly Reporting processes are standardized and communicated to relevant stakeholders Monitoring results are reviewed, documented, and used for continuous improvement 2 out of 5 Loading questions... 3 out of 5 Loading questions... 4 out of 5 Loading questions... 5 out of 5 Previous Start Survey Next Time's up
